A security is a tradable financial claim. A fund is a pooled investment vehicle that holds many securities.

Common securities:

  • Stocks: ownership claims
  • Bonds: debt claims
  • Derivatives: contracts whose value depends on another asset

Common fund types:

  • Mutual fund: bought or redeemed at end-of-day net asset value
  • ETF: trades on an exchange during the day
  • Index fund: aims to track an index such as the S&P 500
  • Hedge fund: less accessible, more flexible, usually higher risk

One useful distinction:

  • A company’s market value changes with stock price.
  • That does not mean the company receives or loses cash each time the stock moves in the secondary market.
  • The company directly raises cash mainly when it issues securities.

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